FSCS in-default register

Frank Swan Brokers

Declared in default17 January 2002FRN 121281

What this means for you

Because Frank Swan Brokers has been declared in default, you can't complain via the Financial Ombudsman Service in the normal way. Instead, eligible customers can apply to the Financial Services Compensation Scheme for compensation.

Background

Frank Swan Brokers, FRN 121281, was declared in default by the FSCS on 17 January 2002. The firm's product types are not specified in available records. Former customers may be eligible for FSCS compensation, though the applicable limit depends on the financial products held at the time of default.

Products this firm wrote

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How to claim

  1. Check you were a customer of this firm during the period it was regulated.
  2. Gather your policy / advice / contract paperwork — start with anything you have in writing.
  3. Identify your loss and the date it crystallised.
  4. Apply via the FSCS online claim portal at claims.fscs.org.uk.
  5. The FSCS investigation typically takes 6–18 months. They will assess eligibility, liability and quantum.